LAW 6821

Last Updated

  • Schedule of Classes - July 3, 2025 11:18AM EDT

LAW 6821
Securities Regulation

Course information provided by the 2025-2026 Catalog.

This course analyzes key issues under the U.S. federal securities laws, principally the Securities Act of 1933 and the Securities Exchange Act of 1934, with respect to the domestic and international offer and sale of securities. It includes a study of what constitutes a security, the public offering process, mandatory disclosure requirements for public companies, exemptions from registration (including exempt global offerings), and potential liabilities and sanctions.


Prerequisites REF-FA25 Prerequisite or corequisite: LAW 6131.

Last 4 Terms Offered 2025SP, 2024FA, 2024SP, 2023FA

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Syllabi: none

  •   Regular Academic Session. 

  • 4 Credits Stdnt Opt

  •  6291 LAW 6821   LEC 001

  •  
    • MTWR

    • Whitehead, C

  • Instruction Mode: In Person